BIP Wealth acquires the Money Advisor Group
May 2, 20246 min
The strategic partnership opens new private investment opportunities for investors in the Columbus, Georgia market
Fortis Capital Advisors acquires ClearPath Financial, LLC
April 10, 20243 min
Fortis Capital Advisors, a rapidly growing RIA based in the Kansas City area, announced that it continues to expand its national footprint with the acquisition of Chicago, Illinois based firm ClearPath Financial, LLC. As a native of the suburbs of Chicago, I couldn’t be more excited about the acquisition of ClearPath,” said Fortis Capital CEO, Rob Hagg. “Stan Nieminski built an amazing business that continues to grow with his daughter Jessica. The companies’ philosophies align with an emphasis on strong...
Experienced Investment Management Leader to Identify Growth Opportunities for Advisors, Stratos Investment Management
Pathstone to acquire Crestone Capital LLC
February 19, 20245 min
The acquisition continues to strengthen Pathstone's position as the largest independent Registered Investment Advisor ("RIA") focused on serving ultra-high net worth ("UHNW") families
Clearwater Analytics named Keith Viverito as Managing Director, EMEA
February 7, 20244 min
New Managing Director to Drive Clearwater Growth in Europe & APAC
Kim Chapman elected to FINRA’s National Adjudicatory Council
January 19, 20244 min
Chief Compliance Officer of Berthel, Fisher & Company Financial Services, Inc. Wins Four-Year Term for Mid-Size Firm Seat, Beginning January 2024 Chapman, Also a Member of FINRA's Mid-West Regional Committee, Has Over 30 Years of Industry Experience and Over 20 Years of Compliance Experience
GroundForce Capital promotes Graham Garzon to Senior Associate
January 17, 20243 min
GroundForce Capital, an investment management firm that backs high-potential companies seeking to improve the health and longevity of people and the planet, announced the promotion of Graham Garzon to Senior Associate on the Investment Team. In August 2023, GroundForce Capital strategically rebranded to expand its reach and invest more broadly in food-related companies tackling the most pressing issues tied to human and planetary health. This includes companies catalyzing the transition to healthier, lower carbon and...
Qraft Technologies hires Rita Lin as Director of Business Development
January 8, 20243 min
Qraft Technologies, a leading invest-tech company developing artificial intelligence (AI) solutions, has announced the hiring of Rita Lin, a senior financial services executive, who will serve as Director of Business Development. As veteran in the industry with 15 years in finance, Lin brings a wealth of expertise, particularly from her over decade-long focus in prime brokerage at industry-leading institutions including Citigroup and Bank of America Merrill Lynch. During her career Lin has played important roles...
Unleashing the Power of Generative AI in the Fintech Industry
October 30, 202312 min
Generative AI revolutionizes banking and nonbanking services, but financial executives are hesitant due to concerns about risks.
ARK Invest acquired Rize ETF Limited
September 22, 20237 min
ARK Invest LLC, the parent of ARK Investment Management LLC, the investment manager led by CEO Cathie Wood, has acquired Rize ETF Limited (“Rize ETF”), Europe’s first specialist thematic ETF issuer. This transaction marks a significant milestone in ARK Invest’s global expansion strategy and will pave the way for the firm to introduce its suite of cutting-edge innovation ETFs, under the UCITS framework, to investors across Europe, the United Kingdom, and beyond, while also facilitating the sustained growth and...